Prevalence and Correlates of Comorbid Posttraumatic Stress Disorder in Schizophrenia-Spectrum Disorder: A Systematic Review and Meta-Analysis
Article information
Abstract
Objective
Schizophrenia-spectrum disorders and posttraumatic stress disorder (PTSD) share common clinical manifestations, genetic vulnerability, and environmental risk factors. We aimed to conduct a systematic review and meta-analysis of the comorbid prevalence of PTSD among schizophrenia-spectrum disorders.
Methods
We performed a meta-analysis to identify possible contributing factors to the heterogeneity among these studies. We systematically searched electronic databases with no restrictions on language of articles.
Results
We extracted 24 samples (18 for current prevalence and 6 for lifetime prevalence) from 22 studies and used a random effects model to estimate the pooled prevalence of PTSD among schizophrenia-spectrum disorders. The current and life prevalence of comorbid PTSD was 10.6% (95% confidence interval [CI]=6.3%–17.3%) and 13.0% (95% CI=5.3%–28.6%), respectively. Studies assessing psychotic experiences/involuntary admission reported the highest prevalence of comorbid PTSD (57.1%, 95% CI=43.6%–59.7%), whereas those assessing various anxiety disorders reported the lowest prevalence (1.1%, 95% CI=1.0%–5.5%). Heterogeneities of the subgroup analysis by similar objectives were largely homogeneous (I2=7.1–34.1). In the qualitative assessment, only two studies (9.1%) were evaluated as having a low risk of bias.
Conclusion
Our results showed that a careful approach with particular attention to assessing PTSD is essential to reliably estimate the prevalence of PTSD comorbid with schizophrenia-spectrum disorders. The reason for the wide discrepancy in the prevalence of comorbid PTSD among the four groups of studies should be addressed in future research.
INTRODUCTION
Schizophrenia is a mental disorder characterized by positive, negative, and cognitive symptoms and often marked by chronic deterioration [1]. Like most other mental disorders, schizophrenia occurs as a result of gene-environment interactions [2-4]. Although a genetic predisposition is considered to play a substantial role in the onset and prognosis of schizophrenia [5], early-life adversity, such as traumatic experiences, influences the ultimate expression of the genetic factors [6,7].
Indeed, patients with schizophrenia commonly report having experienced traumatic events. Previous research indicates that approximately 40% to 80% of patients report a history of traumatic childhood experiences [8]. Traumatic experiences are associated with severe positive, negative, and cognitive symptoms in patients with schizophrenia [8-10], along with an absence of insight into their disease [11]. Patients also experience increased suicidal risk [12], impaired sensory gating [13], and disturbances in brain activity [14]. Posttraumatic stress disorder (PTSD) and schizophrenia also share genetic predispositions; schizophrenia has a small but significantly overlapping polygenetic score with PTSD [15].
However, the relationship between schizophrenia and PTSD may be bidirectional. Prior research has suggested that psychosis, such as that caused by schizophrenia, can result in the onset of PTSD [16,17]. Indeed, psychotic symptoms such as auditory hallucinations with commanding voices could threaten patients who experience them [18,19]. When people first experience psychotic symptoms, they perceive that they are losing control over themselves, and that they are “crazy” and may be forced to be hospitalized involuntarily [18].
Given the possible bidirectional association of traumatic experiences and schizophrenia, it is likely that co-occurring PTSD is common in schizophrenia. As comorbid psychiatric disorders contribute to a poor prognosis of the illness for patients with schizophrenia [20], evaluating the prevalence of comorbid PTSD in schizophrenia is an important priority.
Systematic reviews and meta-analyses conducted to date have not been able to accurately identify the prevalence of PTSD and its correlates in patients with schizophrenia. A meta-analysis first reported that the pooled prevalence of comorbid PTSD in schizophrenia was 12.4% (95% confidence interval [CI]=4.0%–20.8%) [21]. However, there was significant heterogeneity (χ2=294.1, p<0.001) among the included individual studies. As PTSD was not the primary focus of that meta-analysis, possible contributing factors for the heterogeneity were not reported. Two recent systematic reviews have focused on the prevalence of PTSD in schizophrenia [22,23]; however, several aspects of these reviews limit our ability to draw definitive conclusions. For instance, the two systematic reviews included studies that used only self-report instruments for diagnosing PTSD. In addition, there were no considerations for recruitment methods (e.g., consecutive, randomized) and the primary objective of the studies (e.g., measuring the prevalence of various anxiety disorders, specifically focused on PTSD).
In this meta-analysis, we aimed to investigate: 1) the pooled prevalence of comorbid PTSD in schizophrenia-spectrum disorders and 2) potential demographic and clinical moderators that influence the prevalence of PTSD. Given the substantial heterogeneity of the previous studies [21], we hypothesized that the pooled prevalence of comorbid PTSD in schizophrenia-spectrum disorders would depend on the demographic and clinical moderators.
METHODS
We conducted a meta-analysis and systematic review according to both the Meta-analysis of Observational Studies in Epidemiology guidelines [24] and the Preferred Reporting Items for Systematic Reviews and Meta-Analysis (PRISMA) guidelines [25].
Inclusion and exclusion criteria
We included observational, cross-sectional, and cohort studies that measured the prevalence of PTSD among patients with schizophrenia. As schizophrenia and PTSD share essential symptoms such as hallucinations, anxiety, and intense fear, distinguishing these disorders requires a cautious approach [26]. Hence, we rigorously set the inclusion and exclusion criteria. First, the proportion of the sample with schizophrenia-spectrum disorders (schizophrenia, schizoaffective disorder, and schizophreniform disorder) was above 70%. When possible, the subpopulation of participants with schizophrenia-spectrum disorder was extracted and used for meta-analysis. Second, all participants were 18 years old or above. Third, only studies that used validated diagnostic and clinical interviewing instruments were included. We excluded studies that assessed participants without validated interviewer-rated diagnostic tools for PTSD. We also excluded studies that included patients at risk for PTSD (e.g., veterans, patients with comorbid substance use disorder).
Literature search strategy
We conducted a systematic literature search of electronic databases (i.e., MEDLINE, Embase, CINAHL, and PsycINFO).
We set the search period to retrieve articles published before February 28, 2022. The search strategy was “posttraumatic stress disorder AND schizophrenia.” There were no language restrictions. We selectively searched the literature cited in the identified articles, along with systematic reviews and relevant news articles.
Study selection
We uploaded the final set of article to Covidence (www.covidence.org), an Internet-based program that enables a systematic selection of literature and facilitates independent reviews.
Two authors, KSN and AS, independently screened the titles and abstracts of the literature. KSN and AS obtained full texts for all studies that appeared to be eligible according to the predetermined criteria mentioned above. Potentially eligible studies were also assessed. When there were discrepancies between the two authors, a third author (SEC) resolved any disagreements about the relevance of the literature. If the information contained within a study was insufficient, or there was some uncertainty, one author (SEC) contacted the corresponding author of the study for clarification. If duplicate data were suspected, the study with the larger sample size was selected.
Data extraction
We extracted the number of patients with PTSD comorbid with schizophrenia in each study. If only the percentage of study participants with PTSD was available, we calculated the number of patients with PTSD by multiplying the total sample size by the percentage given. We separately estimated the lifetime and current prevalence of PTSD.
Risk of bias of individual studies
We assessed the risk of bias using instruments developed for the systematic review and meta-analysis of prevalence studies [27].
Data synthesis
We estimated the prevalence of PTSD comorbid with schizophrenia by using an odds ratio with a 95% CI. We used a random effects model to estimate the pooled prevalence. We conducted a test for heterogeneity by using the Q-statistic and I2. Generally, an I2 of 0% indicates no observed heterogeneity, 25% represents low, 50% moderate, and 75% high heterogeneity [28]. In this study, an I2 of ≥50% was considered heterogeneous.
We conducted a subgroup analysis to identify factors contributing to heterogeneity. We conducted a meta-regression to identify the contributing factors for the results of the meta-analysis. Subgroup analysis and meta-regression were conducted on the primary objective, interviewing instruments, diagnostic criteria, and recruitment methods. All meta-analysis processes were conducted using Comprehensive Meta-Analysis software version 3 (Biostat Inc., Englewood, NJ, USA).
Publication bias
Publication bias was visually inspected through a funnel plot. We also statistically estimated the degree of publication bias using Egger’s method [29].
Ethical considerations
The secondary data was collected from databases following clear systemic review guidelines. No personal information was collected and all data was stored electronically in accordance with the Gil Medical Center’s data protection policy. All research was conducted in accordance with Gil Medical Center’s Research Ethics Committee.
RESULTS
Literature search and selection
Figure 1 is a PRISMA diagram showing the process from literature identification to inclusion. Thirty studies underwent a full-text review. One study was excluded because the proportion of patients with schizophrenia-spectrum disorders was less than 70% [30]. Two were excluded because they did not use a structured clinical interview for diagnosing PTSD [31,32]. One was excluded because it included patients under 18 years of age [33]. Two studies were excluded because they only measured non-affective psychotic disorder [34,35]. One study was excluded because a validated structured interview tool was not used for diagnosing psychiatric disorders [36]. One study was excluded because only self-report instruments for diagnosing PTSD were used [37]. Ultimately, 22 studies were included in the meta-analysis and systematic review.
Study characteristics
Table 1 shows the characteristics of the studies included in the systematic review and meta-analysis. Out of 22 studies, 18 studies measured current prevalence and six studies measured lifetime prevalence. Two studies measured both current and lifetime prevalence. Most studies focused on the prevalence of PTSD (n=11), followed by various anxiety disorders (n=5), various psychiatric disorders (n=4), and psychotic experiences/involuntary admission (n=2). Approximately half of the studies (n=12) consecutively recruited participants, whereas half of the studies (n=10) did not mention the recruitment methods. Most studies (n=16) diagnosed PTSD according to DSM-IV criteria [58].
Qualitative assessment
Table 2 presents the qualitative scores of the studies. In the summary item on the overall risk of study bias, only two studies (9.1%) were evaluated as having a low risk of bias, seven (31.8%) were moderate, and 13 (59.1%) were assessed as high risk. Except for one study, Item 10 was largely met (95.4%). Eighteen studies (81.8%) evaluated the study instrument that measured the parameter of interest as valid and reliable (Item 7), and 16 (72.7%) were evaluated as using an acceptable case definition (Item 6). However, only one study included a target population that was a close representation of the national population (Item 1). In addition, only one study reported a response rate (Item 4).
Meta-analysis
The current prevalence of PTSD comorbid with schizophrenia-spectrum disorder was 10.6% (95% CI=6.3%–17.3%) (Figure 2). The heterogeneity was substantially high (Q=148.9, I2=88.6). The funnel plot of standard error by logit event rate showed that there were substantial small study effects, which means that the results from the small sample size studies unduly influenced the pooled prevalence rate (Figure 3). The funnel plot shows that seven studies were needed to adjust for publication bias.
Six studies examined the lifetime prevalence of PTSD. The lifetime prevalence of PTSD was 13.0% (95% CI=5.3%–28.6%), with substantial heterogeneity (Q=96.0, I2=94.8).
Subgroup analysis and meta-regression
The subgroup analysis for current prevalence of PTSD is presented in Table 3. Unlike the results for the total sample, subgroup analysis shows that studies grouped by similar objectives were largely homogeneous. The I2 statistics were zero in the groups of studies of psychotic experiences/involuntary admission and various anxiety disorder groups. The groups of studies of PTSD (I2=7.1) and various psychiatric disorders (I2=34.1) also had low heterogeneity. The current prevalence of PTSD was widely varied across the four subgroups. Subgroup of psychotic experiences/involuntary admission reported the highest prevalence (57.1%, 95% CI=43.6%–59.7%), which was followed by PTSD (16.9%, 95% CI=14.2%–19.9%), various psychiatric disorders (2.3%, 95% CI=1.0%–5.5%), and various anxiety disorders (1.1%, 95% CI=0.3%–3.3%).
The meta-regression model, which evaluated the impact of the objective of the study (psychotic experiences/involuntary admission, various anxiety disorders, various psychiatric disorders, and PTSD) showed an R2 of 1.0, which means that these variables explain 100% of the total variance in true effects. Recruitment type (R2=0.0), clinical interview conducted (R2=0.42), and diagnostic criteria used (R2=0.45) did not adequately explain the total variance.
Due to the small number of individual studies, subgroup analysis and meta-regression were not conducted for lifetime prevalence of PTSD.
DISCUSSION
In this study, we conducted a systematic review and meta-analysis of the comorbid prevalence of PTSD among schizophrenia-spectrum disorders. The pooled prevalence of current comorbid PTSD, 10.6% (95% CI=6.3%–17.3%), is slightly lower than that estimated 10 years ago, 12.4% (95% CI=4.5%–20.8%). In contrast with the previous meta-analysis, which estimated the combined lifetime and current prevalence of PTSD [21], we estimated it separately since lifetime prevalence is usually higher than current prevalence. There were no meaningful differences between the two types of prevalence in both previous research and the current results. We suggest that the imbalanced proportion of studies targeting various anxiety or psychiatric disorders caused the non-discrepant results between lifetime and current prevalence. Only one out of eight (12.5%) studies of various anxiety or psychiatric disorders were included in the lifetime prevalence group, but seven out of eight (87.5%) studies of various anxiety or psychiatric disorders were included in the current prevalence group. Hence, the lifetime prevalence of PTSD may have been diluted by studies targeting various psychiatric disorders.
Heterogeneity among studies was high in previous research [21] and in this meta-analysis. Whereas the previous meta-analysis did not report which factors contributed to such high heterogeneity [21], we aimed to identify these factors via subgroup analysis and meta-regression. Our results showed that the prevalence of comorbid PTSD was mostly dependent on the objective of the studies. Studies that estimated the prevalence of various anxiety disorders and psychiatric disorders beyond solely PTSD showed the lowest prevalence (1.1%, 95% CI=0.3%–3.3%), whereas studies that investigated the possible role of psychotic experiences and involuntary admission had the highest prevalence, 51.7% (95% CI=43.6%–59.7%) [16,17]. Studies that focused solely on the prevalence of PTSD reported a prevalence of 16.9% (95% CI=14.2%–19.9%), which is similar to the pooled prevalence rate in the total sample. In the subgroup analysis based on the primary objective of the individual studies, heterogeneity was not revealed to be more prominent. This result means that the prevalence of comorbid PTSD in schizophrenia-spectrum disorder is highly dependent on the primary focus of the individual studies.
There are several reasons for the apparent discrepancy in the prevalence of comorbid PTSD among the four groups of studies. The extremely low prevalence reported among studies of various psychiatric disorders and various anxiety disorders may have arisen from a lack of specific focus on PTSD. Indeed, no studies paid particular attention to the etiology or correlates of the prevalence of PTSD. Because PTSD and schizophrenia often have common etiological factors (e.g., early-life adversity) and clinical symptoms (e.g., hallucinations) [26], the diagnosis of PTSD comorbid with schizophrenia is not merely adding one disease to another. Careful attention is needed to detect PTSD in patients with a schizophrenia-spectrum disorder. Such efforts usually include the use of additional diagnostic tools such as the Impact of Event Scale-Revised [59] and the Harvard Trauma Questionnaire [60] for traumatic experiences and PTSD. However, no studies to date have used any additional instruments specifically designed to assess PTSD [38-44]. Without sufficient information on traumatic experiences and PTSD symptoms, those studies appeared to conclude that there was no comorbid PTSD.
On the other hand, two studies reported a relatively high prevalence of comorbid PTSD (51.7%, 95% CI=43.6%–59.7%) [16,17]. These studies both assessed external factors impacting the prevalence of PTSD, such as traumatic experiences or psychiatric admission. However, this is the only similarity between the two studies. Priebe et al. [16] and Shaw et al. [17] used PTSD-specific diagnostic instruments such as the Clinician-Administered PTSD Scale [61] and PTSD interview [62], respectively. Other factors, such as the recruitment method, diagnostic criteria, and diagnostic tool, could not explain why only these two studies reported a substantial prevalence of comorbid PTSD. However, as shown in one study [16], the severity of PTSD correlated with the severity of psychopathology. As Priebe et al. [16] described, it might be challenging to distinguish symptoms of PTSD from those of schizophrenia. Although psychotic experiences and involuntary admission to a psychiatric ward could induce intense anxiety and fear, which consequently may have led to the onset of PTSD, an excessively high prevalence than other types of traumatic experiences could not be easily understood. Subsequent studies with similar objectives and design should be conducted to confirm the high prevalence of PTSD reported in these two studies.
Unlike previous systematic reviews [22,23], we applied rigorous criteria to exclude risk groups for PTSD, such as those with substance use disorder [63] and veterans [64]. As these populations are prone to PTSD, estimating the prevalence of PTSD among those groups may have led to an overestimation of PTSD in those reviews.
This study has several limitations which should be noted. First, variables related to traumatic events of PTSD, such as type and onset of trauma, were not systematically collected in most of studies. Second, subgroup analysis and meta-regression for the lifetime prevalence of comorbid PTSD could not be measured due to small numbers of individual studies. Third, most of the individual studies were conducted in the Western countries such as the United States and Europe, whereas only three studies were conducted in the Eastern countries (one in India and two in Singapore). Given the cross-cultural sensitivity to the traumatic response [65], more studies from the East Asian countries are needed.
Our meta-analysis has several implications of note. First, studies should primarily focus on PTSD rather than merely including PTSD as one of the various anxiety disorders. Second, studies should obtain supplemental information about PTSD symptoms and history beyond the use of a structured diagnostic interview. For example, a lifetime history of traumatic events should be collected and PTSD-specific rating instruments should be used. Third, transparent reporting of recruitment of participants is recommended for future studies. Only half of all studies (12 out of 24) consecutively recruited participants, whereas others did not mention how they recruited participants.
In conclusion, we showed that the prevalence of PTSD among patients with schizophrenia-spectrum disorders is highly dependent on the objective of the studies. Thus, solely estimating the prevalence of PTSD in schizophrenia-spectrum disorders might lead to a biased conclusion. Before amalgamating the results of individual studies, it is necessary to categorize studies according to the appropriate criteria. Future studies are needed to accurately estimate the prevalence of PTSD among patients with schizophrenia.
Notes
Availability of Data and Material
The datasets generated or analyzed during the suty are available from the corresponding author on reasonable request.
Conflicts of Interest
The authors have no potential conflicts of interest to disclose.
Author Contributions
Conceptualization: Anna Seong, Kyoung-Sae Na. Data curation: Anna Seong, Kyoung-Sae Na. Formal analysis: Kyoung-Sae Na. Investigation: all authors. Methodology: all authors. Project administration: Kyoung-Sae Na. Software: Kyoung-Sae Na. Supervision: Kyoung-Sae Na. Validation: Kyoung-Sae Na. Visualization: Kyoung-Sae Na. Writing—original draft: all authors. Writing—review & editing: all authors.
Funding Statement
None